The Goldman Sachs Group, Inc. (NYSE:GS) ranks among the best momentum stocks to buy. On July 17, Morgan Stanley kept its ...

Morgan Stanley is under investigation by the Financial Industry Regulatory Authority (FINRA) over potential lapses in anti-money-laundering (AML) controls related to its wealthy clientele, according ...

Citadel Securities bought the unit of Morgan Stanley that’s focused on electronic market-making for US equity options, a move that further cements the firm’s dominant role in the popular derivatives.

Spokespeople for Morgan Stanley and Wells Fargo both declined to comment about the matter. It's too early to tell the impact of the SEC's look at Morgan Stanley and client cash, noted one analyst.

Morgan Stanley's profit beat Wall Street estimates in the second quarter as its traders cashed in on volatile markets, but ...

Morgan Stanley to pay $15M SEC fine to settle 4 financial advisors’ theft charges. The financial services firm failed to detect “hundreds” of instances when former employees misappropriated ...

Morgan Stanley is expected to pay a $50 million civil penalty as part of an agreement with the Securities and Exchange Commission to settle charges relating to the way the firm sold mutual funds ...

Morgan Stanley said on Monday it had received requests from the enforcement division of the U.S. securities regulator regarding advisory account cash balances swept to affiliate bank deposit programs.

Stephen M. Cutler, the SEC's chief of enforcement, said the commission is investigating both mutual fund companies that made payments to Morgan Stanley and 15 other brokerage houses that may have ...

Morgan Stanley announced in August that the SEC was reviewing the program. Days earlier, the bank raised rates to around 2% – from as little as 0.01% – on cash sweeps in advisory accounts. Not ...

Morgan Stanley will pay $35 million to settle US Securities and Exchange Commission allegations that one of its units failed to secure the personal data of millions of customers when replacing ...

Morgan Stanley's chief executive James Gorman has had more conversations with the Securities and Exchange Commission's chairman than any other Wall Street bank, according to the Financial Times.