LPL Financial, Edward Jones, RBC, Stifel and TD Ameritrade are paying up to settle allegations they charged clients $19 million in unreasonably high commissions and other fees over the course of five ...
Five brokerage firms, including Edward Jones and LPL Financial, have agreed to pay a combined $9.3 million in fines to settle state securities regulators’ allegations that they charged unreasonable ...
LPL is two weeks away from conversion, as it reports its strongest organic growth rate in more than a year and is considering ...
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