The Securities and Exchange Commission announced Friday it will propose additional rules governing the use of derivatives by mutual funds, exchange-traded funds and other registered investment ...
The Commodity Futures Trading Commission (CFTC) voted to finalize definitions and exemptions as part of the new regulatory regime for over-the-counter (OTC) derivatives. Rules and interpretations ...
WASHINGTON -- Companies that trade derivatives solely to guard against volatile price swings won't have to meet new federal collateral requirements. The Commodity Futures Trading Commission advanced ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
WASHINGTON — Rep. Maxine Waters, who will take over as top Democrat on the House Financial Services Committee next year, is urging the Commodity Futures Trading Commission to delay implementation of ...
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